Our services

Focused on what matters to you and your clients

Cazenove Capital is a leading provider of discretionary fund management for you and your clients. Our attitude to managing your clients’ wealth is measured and intelligent, and we work in partnership with you to deliver strong risk-adjusted returns while maintaining a consistent focus on preserving wealth.

Discretionary Fund Management

Partnering with Cazenove Capital makes good financial sense – for your business and your clients

The Discretionary Fund Management Service is a bespoke portfolio management service for advisers with clients with assets of £200,000+ to invest.

This service is for advisers looking to outsource the day-to-day asset allocation and fund selection decisions, allowing more time to focus on clients' financial planning requirements.

At A Glance

Working with you and your client

If you have clients who require personalised portfolios then Cazenove Capital’s discretionary investment service gives you the flexibility to match their individual needs with precision. By developing a close working relationship with us, you’ll be able to:

Spend more time advising the people who rely on you for financial advice.
Deliver appropriate client outcomes that are in line with their suitability reviews.
Reallocate resources towards managing your businesses and growing your assets under management.

Why Cazenove Capital?

You’ll enjoy a range of benefits when you choose Cazenove Capital’s discretionary investment service:

Time Spend more time building relationships with clients and managing your business.	Expertise Your clients benefit from our extensive investment experience, skills and resources.	Protection Protect your business against a continuously changing regulatory and investment landscape.

Our Discretionary Fund Management At A Glance

Our approach

Risk monitoring

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We work with you and your client to determine which of our four risk categories is most suitable for them, these can be found in DFM risk profile. Within each risk category we have optimal asset allocations from which we can offer detailed guidance on the potential volatility of our portfolios to help you with the outcomes of your own risk profiling.

Portfolio construction

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Our specialist investment team draw on research from the wider Schroders Group and external investment community in seeking to construct portfolios which aim to achieve strong risk-adjusted returns. Our four risk categories serve as starting points and are tailored to meet individual client requirements.

Manager selection/de-selection

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Our manager selection team conduct in-depth research with fund managers, testing not only that their views are consistent with our own, but that the structure of their funds appropriately reflect their stated strategies.

Ongoing active management

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Portfolios are constantly reviewed and altered as appropriate to keep them aligned with developing market conditions and client objectives which may, of course, change over time.

How we invest

To grow the real value of your client’s wealth, we believe in the power of three key ideas:

1. Diversification

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2. Active decisions

Adding value at every stage of the business cycle

3. The long term

Power of compounding

Past performance is not a guide to future peformance.
Your capital is at risk.

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DFM risk profiles

For clients with more complex needs, we offer a range of Bespoke Solutions with varying investment styles including active, passive and sustainable strategies. We can tailor our approach to meet your clients’ needs.

Active Core and Active/Passive

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Sustainable

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Segregated Equity Mandates

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Key points

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Ratings/Risk-profiles

How we work with you

Our approach:

We understand that every adviser and every client is different. We aim to meet your clients’ individual requirements and deliver the highest level of service both to you and your clients.

As the client’s financial adviser:

you remain in control of client relationships and continue to provide financial planning advice, and
you’ll also be responsible for determining the suitability of their risk profile according to their situation and needs.

We commit to:

providing an investment service that starts by setting an appropriate asset allocation strategy for each client
creating and managing personalised portfolios that match their individual risk profiles and financial goals, and
providing access to online support, including market update videos, portfolio updates, quarterly newsletters and bespoke events for you and your clients.

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Literature

More information

Model Portfolio Service

We are delighted to announce the launch of Schroder Investment Solutions on 5 May 2021.

Find out more

At A Glance

Literature

Our Model Portfolio Service At A Glance

Literature

Literature

Adviser guide

Client brochure

Sustainable brochure

Active/Passive quarterly investment summary

Sustainable quarterly investment summary

Core quarterly investment summary

MPS factsheets

Strategy	Core	Active/Passive	Sustainable
Cautious	Download factsheet	Download factsheet	Download factsheet
Balanced	Download factsheet	Download factsheet	Download factsheet
Balanced Income	Download factsheet
Growth	Download factsheet	Download factsheet	Download factsheet
Aggressive	Download factsheet	Download factsheet	Download factsheet
Equity Risk	Download factsheet	Download factsheet	Download factsheet

More information

Additional services

With access to additional service, you can help your clients solve a wide range of financial challenges.

In addition to managing personalised investment portfolios, we offer a wide range of other bespoke service that most other wealth managers find difficult to match. It’s just another reason why financial advisers choose to align their businesses with Cazenove Capital.

At A Glance

Our Additional services At A Glance

Other Tax Efficient Structures

If you are interested in any of the below, please get in touch to discuss how we can help further.

General Investment Account

ISA

SIPP

Offshore Investment Bond

Other Vehicles/Structures

Banking services

By offering clients the ability to bank with us we provide a suite of services, all focused on meeting our clients’ long-term needs and achieving their future goals. We are committed to offering every existing client the banking services they need.

From mortgages, bridging finance, and lending against investment portfolios, to cash deposits and foreign exchange - we have a variety of banking services available exclusively to clients.

Your home may be repossessed if you do not keep up payments on your mortgage.

Deposit accounts

Cash administration service

Mortgages

Loans secured on your investments

Bridging loans

Foreign exchange services

IHT Portfolio

Investing in smaller UK companies can play a useful role in estate planning because of the tax reliefs available. When you invest in qualifying shares and leave them in your will, the transfer to your beneficiaries after you die should be 100% exempt from inheritance tax (IHT), providing you’ve held them for at least two years.

Your clients can take advantage of this exemption by investing in our IHT portfolio. We select shares in companies listed on AIM and ISDX and actively manage the portfolio on their behalf. By making sure the shares are eligible for business relief, these assets should fall outside their estate for the purposes of IHT.

Your clients will benefit from any income and capital growth of their underlying investments, and they can make additional contributions or withdraw money at any time if their circumstances change. They can also invest through an ISA to maximise the potential tax savings.

Sustainability

Spanning social and financial investments, sustainable investing covers a broad range of environmental, social and governance (ESG) topics. For many of our clients, considering ESG issues is becoming fundamental in helping them ensure that their investments shape better outcomes for society, as well as drive long-term performance.

Central to our sustainable investment approach is the understanding that those companies that can adapt and thrive in a climate of rapid social and environmental change will be more successful in growing their business. Careful consideration of material ESG issues allows us to potentially mitigate risks that could arise from these issues as well as identify opportunities. We work with an extensive team of sustainability specialists as well as proprietary tools from the Schroders Group to help us appraise the companies that we invest in.

Our sustainable investment solutions combine our tailored wealth services with the depth and breadth of expertise at Schroders and our best ideas from across the market. We work with you to understand your values and how to best reflect them in your investment strategy.

Our sustainable investment approach is set out in full in our Environmental, Social and Governance (ESG) Policy.

Investor Visa

We have the investment expertise to help your clients who are looking for a closer connection to the UK through a Tier 1 Investor Visa. Our well-resourced team has considerable experience of navigating the rules set by the Home Office and working with other advisers through the application process.

Wealth Management, from London for Americans

We’re fully committed to serving the needs of American clients based in the US and around the world who are looking to have their assets managed from London. Our large network of analysts conducting proprietary research provides us with a truly global perspective on investments and markets. If you have American clients living in the UK or abroad, we’re here to help.

More information

Contact Cazenove Capital

To discuss your DFM requirements, or to find out more about our services and how we can help you, please contact:

Simon Cooper

Head of DFM Relationship Management simon.cooper@cazenovecapital.com

About Cazenove Capital

Wealth Management globally

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Our services

Focused on what matters to you and your clients

Discretionary Fund Management

At A Glance

Working with you and your client

Why Cazenove Capital?

Our Discretionary Fund Management At A Glance

Our approach

Risk monitoring

Portfolio construction

Manager selection/de-selection

Ongoing active management

How we invest

DFM risk profiles

How we work with you

Literature

Model Portfolio Service

At A Glance

Our Model Portfolio Service At A Glance

Literature

Additional services

At A Glance

Our Additional services At A Glance

Other Tax Efficient Structures

General Investment Account

ISA

SIPP

Offshore Investment Bond

Other Vehicles/Structures

Banking services

Deposit accounts

Cash administration service

Mortgages

Loans secured on your investments

Bridging loans

Foreign exchange services

IHT Portfolio

Sustainability

Investor Visa

Wealth Management, from London for Americans

Contact Cazenove Capital

Simon Cooper