Cazenove Capital maintains an Execution Policy to ensure that, as required by the FCA Rules, we take all sufficient steps to obtain the best possible result on behalf of our Clients when executing orders in relation to financial instruments. The policy is available here.
Top 5 Execution Venues and Firms
To enable the public and investors to evaluate the quality of our execution practices and to identify the top five execution venues and firms we have relied on when executing client orders in the preceding year we have published a list of the top 5 execution venues and firms.
Many of the instruments are executed on behalf of Schroder & Co by Schroder & Co Bank AG (SCoBAG) who is regulated in Switzerland. The summary of the top 5 execution venues including SCoBAG is available here.
We have also published an additional level of reporting which contains the external venues and firms used by SCoBAG to execute client orders here.
Summary of Execution Quality
A summary of the analysis and conclusions Cazenove Capital draws from its monitoring of the quality of execution obtained when executing Client orders in 2019 is available here.