Schroder & Co. Limited Board Members
Global Head of Wealth Management
Andrew Ross is Global Head of Wealth Management for Schroders and sits on the Group Management Committee. He joined Cazenove Capital as Chief Executive in 2001. He was previously Chief Executive of HSBC Asset Management (Europe) Limited between 1998 and 2001. Prior to that, Andrew was Managing Director of James Capel Investment Management which he joined in 1985. After graduating from Southampton University with a First Class degree in Ancient History, Andrew served a short commission in the Royal Green Jackets. He has 31 years of investment experience.
Mary-Anne joined in 2001 and is Chief Executive of the business in the UK. She sits on the board of Schroder & Co. Limited, is a member of the Group Wealth Management Executive Committee and chairs the Investment Risk Committee. Prior to her current role, Mary-Anne headed the combined Wealth Management business of Schroders and Cazenove Capital in the UK. She joined from Baring Asset Management where she had been Head of Private Client Service and prior to that was Managing Director of the Paris office. Mary-Anne previously spent seven years in corporate finance at Baring Brothers and seven years at Chase Manhattan Bank in London.
Chief Financial Officer (Schroders plc)
Richard joined Schroders in May 2013 as Chief Financial Officer and is currently responsible for finance, risk, treasury, corporate development, tax, investor relations, internal audit and HR. He joined Schroders from PricewaterhouseCoopers where he was a senior audit partner in PWC’s financial services practice. Richard is a Chartered Accountant and graduated in 1983 with a BSc in Biology from London University.
Head of Banking and Treasury
Alex joined in 2003 to work on the review and analysis of lending proposals, and the development and management of credit and banking products. Alex has 19 years of private banking experience.
Head of Compliance and Risk
Jeremy joined in 2005 and is responsible for compliance procedures and monitoring programmes as well as ensuring a strong compliance culture. Jeremy joined from Schroders and was previously Head of Compliance & Risk Monitoring at Gartmore. Prior to this Jeremy supervised regulated firms at IMRO.
Chief Financial Officer
Carolyn joined in 2007. She joined from Lazard where she was Finance Director in London. Previously Carolyn trained as a Chartered Accountant with Touche Ross.
Chief Investment Officer
Caspar Rock joined Cazenove Capital in September 2016 and is Chief Investment Officer. He joined from Architas Multi-Manager Ltd, a part of the AXA group, where he was Chief Investment Officer and responsible for all aspects of the investment activities, including investment philosophy, process and team. He also oversaw portfolio management at two of AXA group’s private banks. He previously headed up the multi-manager business at AXA Framlington from 2006 to 2008. Prior to that, he managed a range of directly invested equity and bond portfolios, and was Head of European Equities at Framlington as well as a member of the Healthcare team. He has 29 years’ investment experience.
Non Executive Director
Tom was appointed as a non-executive Director of Schroder & Co. Limited and Chairman of the Wealth Management Audit and Risk Committee in 2014. Tom was the Chief Financial Officer at AIG Europe Limited, and before that he was the Vice Chairman and Co-Chief Operating Officer at Willis Limited. Tom is non-executive chairman of Cambridge TopCo Limited and a non-executive director of Hastings Group Holdings plc.
Non Executive Director
Sue was appointed as a non-executive Director of Schroder & Co. Limited and member of the Wealth Management Audit and Risk Committee in March 2016. She held senior roles at Lloyds Banking Group plc from 2008 to 2013 including as Finance Director of Cheltenham and Gloucester, Divisional Finance Director posts and Group Audit Director from 2012 to 2013. Prior to Lloyds Sue held senior positions at Standard Life plc and Marks and Spencer Group plc where she was Group Treasurer and Head of Corporate Development. Sue is a chartered management accountant and currently holds non-executive positions at Bank of Ireland (UK) plc and Abcam plc, where she is chairman of the audit and risk committee. She is also a member of the Codes and Standards Committee and Audit & Assurance Council of the UK Financial Reporting Council.
Non Executive Director
Annamaria was appointed as a non-executive Director of Schroder & Co. Limited in 2017. She headed the Wealth Management business of C. Hoare & Co. until its acquisition by Schroders, where she was a member of the Executive Group responsible for developing and implementing the strategy of the Bank. Annamaria has previously held Senior Wealth Management roles at Schroder & Co. Private Bank, Cazenove Capital Management and Merrill Lynch Portfolio Managers. She is a trustee of ORA and a member of Queens’ Cambridge Investment Committee.